The Five Families
Chapter Opening
On a winter evening in January 1962, a slender man in his early fifties sat before a Senate subcommittee in Washington, D.C., and began to talk. His name was Joseph Valachi, and he was a low-ranking soldier, a made member, in what he called the Cosa Nostra, or "our thing." What Valachi described over the course of days of testimony was the internal architecture of organized crime in New York City: the ranks, the rituals, the territories, the rules, and above all the names. Families. Bosses. Captains. The Commission. The names he named would become the organizing vocabulary for decades of law enforcement investigation, journalistic coverage, prosecutorial strategy, and cultural fascination. Chief among the structures he described were the Five Families of New York, the criminal organizations that had been the dominant powers in American organized crime since the reorganization of the early 1930s.
The Five Families were not simply gangs writ large. They were a particular institutional form, inherited from Sicilian origins, adapted to the peculiar conditions of American urban life, and stabilized through a combination of internal discipline, external corruption, and carefully negotiated territorial arrangements. Each of the five operated in specific geographic areas of New York City and its immediate surroundings. Each had an internal hierarchy of authority, from the boss at the top through the underboss and consigliere, down through captains who supervised crews of soldiers and associates. Each had developed, over decades, relationships with labor unions, political figures, business owners, law enforcement officers, and the courts, relationships that allowed criminal enterprises to operate with relative security beneath the surface of legitimate urban life.
The five organizations were the Bonanno Family, headquartered initially in Brooklyn and closely connected to ties reaching back to the early twentieth century immigration from Sicily; the Colombo Family, also rooted in Brooklyn, smaller in scale but significant in the waterfront, loan sharking, and gambling operations it controlled; the Gambino Family, which by the middle decades of the twentieth century had become the largest and arguably the most powerful of the five, with extensive reach into labor unions, construction, and the waterfront; the Genovese Family, widely considered the most sophisticated and politically connected of the five, with a history reaching back through decades of New York underworld development; and the Lucchese Family, active in the garment district, at the airports, and in construction, known for its quiet discipline and the longevity of its leadership.
Understanding the Five Families requires understanding several things simultaneously. It requires understanding the history of each organization individually: where it came from, who led it, how it organized its criminal activities, how it related to the broader Commission structure that Lucky Luciano had established, and how it navigated the decades of internal conflict, external pressure, and adaptive challenge that shaped its development. It also requires understanding the Five Families as a collective system, a set of organizations that competed and cooperated, that divided territory and adjudicated disputes, and that together constituted what historians and criminologists have called the American Mafia at its institutional peak.
It requires, equally, understanding what the Five Families were not. They were not monolithic or static institutions. They changed leadership, shifted geographic emphasis, expanded into new criminal markets, suffered defections and betrayals, and adapted, with varying success, to the changing conditions of American urban society across the middle and late twentieth century. They were not all-powerful. They coexisted with, competed against, and sometimes collaborated with criminal organizations from other ethnic communities, including African American numbers operations in Harlem, Jewish criminal figures in Brooklyn and the Bronx, and later Puerto Rican, Dominican, and other immigrant criminal networks. They were not invincible. From the 1960s onward, they faced increasingly sophisticated federal law enforcement, beginning with Robert Kennedy's Justice Department and culminating in the RICO prosecutions of the 1980s and 1990s, that dismantled much of what had been built over half a century.
This chapter examines each of the Five Families in turn, tracing its origins, organizational structure, leadership history, primary criminal activities, and trajectory across the decades of its greatest power and its eventual decline. It then examines the Five Families as a collective system, analyzing how the territorial division of New York functioned, how disputes were managed and how they broke into violence, and what the Commission structure meant in practice for the day-to-day operation of organized crime in the city. Throughout, the chapter attends to the human dimensions of these organizations: the lives of those who participated in them, the communities that were victimized by their extortion and exploitation, and the larger social forces, immigration, urbanization, Prohibition, labor conflict, political corruption, that made their rise possible and their persistence, for decades, largely uninterrupted.
The Five Families represent one of the most elaborately studied criminal institutions in American history. They have generated thousands of pages of law enforcement reports, congressional testimony, journalistic investigation, academic analysis, and cultural representation. They have been mythologized and sensationalized, sometimes to the point of distortion. This chapter aims to cut through the mythology to examine what the historical evidence actually reveals: organizations that were powerful, violent, economically significant, and deeply embedded in the social fabric of mid-twentieth century American cities, but that were also vulnerable, internally fractious, often incompetent, and ultimately unable to survive the combination of federal prosecution and social change that transformed their environment in the final decades of the twentieth century.
Learning Objectives
By the end of this chapter, students should be able to:
- Identify each of the Five Families by name, primary territory, key leaders, and principal criminal activities.
- Trace the organizational structure common to all five families, from boss to associate, and explain the function of each rank within the hierarchy.
- Compare the histories, criminal specializations, and leadership styles of the five organizations, identifying key similarities and significant differences.
- Explain how the territorial division of New York City among the Five Families functioned in practice, and what mechanisms existed to manage disputes.
- Analyze the relationship between the Five Families and the Commission, explaining how the Commission structure shaped inter-family relations and the broader organization of American organized crime.
- Evaluate the economic significance of the Five Families in mid-twentieth century New York, assessing the scale of their criminal revenues and their penetration of legitimate business sectors.
- Assess the role of violence in the internal life and external relations of the Five Families, distinguishing between the use of violence as discipline, competition, and expansion.
- Describe how the Five Families penetrated and exploited labor unions, construction, the waterfront, and other sectors of the legitimate economy.
- Contextualize the Five Families within the broader history of American immigration, urbanization, Prohibition, and the political economy of mid-twentieth century cities.
- Distinguish between the mythologized popular image of the Five Families, shaped by journalism, literature, and film, and what the historical and criminological evidence actually reveals.
- Connect the rise and eventual decline of the Five Families to broader shifts in law enforcement strategy, urban demography, and the structure of illegal markets in the United States.
Guiding Historical Questions
Questions for Historical Inquiry
- What distinguished the Five Families as institutional forms from simpler criminal gangs or individual criminal enterprises?
- How did each of the Five Families develop its particular organizational character, leadership culture, and criminal specializations?
- What role did the Commission play in regulating relations among the Five Families, and how effective was it in preventing destructive inter-family violence?
- How did the Five Families penetrate legitimate economic institutions, and what conditions made those institutions vulnerable to criminal infiltration?
- In what ways did the Five Families reflect and exploit the social conditions of mid-twentieth century American cities, including immigration, ethnic succession, political corruption, and labor conflict?
- How did the cultures of the Five Families, including norms of secrecy, loyalty, and violence, shape the behavior of individuals within those organizations?
- What were the principal sources of instability within and among the Five Families, and how did those instabilities affect the long-term viability of the organizations?
- How has the cultural representation of the Five Families, in journalism, literature, film, and television, shaped public understanding of organized crime, and where has that representation distorted or simplified the historical reality?
Historical Context
The Five Families did not emerge from a vacuum. They were the institutional residue of a longer history of criminal organization among Italian immigrants in American cities, shaped at every stage by the social conditions that surrounded them. That history began in earnest in the last decades of the nineteenth century and the first decades of the twentieth, when mass immigration from southern Italy and Sicily created dense ethnic communities in New York, Chicago, New Orleans, and other American cities. Those communities brought with them social norms, modes of dispute resolution, and patterns of mutual obligation that were distinctly shaped by the conditions of their places of origin, including the tradition of the Mafia in Sicily and the Camorra in Naples, discussed in earlier chapters of this textbook.
In the early years, criminal activity among Italian immigrants in American cities was relatively disorganized. The Black Hand extortion rackets that terrified immigrant neighborhoods in the 1890s and early 1900s were typically operated by small groups or individuals who preyed on their own ethnic communities, demanding payments under threat of violence. These operations lacked the institutional structure, territorial stability, and political protection that would characterize organized crime in its mature form. They were also largely confined to the immigrant community itself; the larger American economy and its institutions were relatively inaccessible to criminal organizations that lacked the linguistic fluency, social connections, and organizational sophistication to penetrate them.
Prohibition changed this fundamentally. The Eighteenth Amendment, ratified in 1919 and taking effect in 1920, created an enormous demand for illegal alcohol across all social classes and ethnic communities. Supplying that demand required capital, organization, supply chains, distribution networks, protection from law enforcement, and the capacity to manage violence in competitive markets. The criminal organizations that thrived under Prohibition were those that developed precisely these capabilities. The profits of bootlegging allowed Italian-American criminal organizations to expand far beyond the ethnic enclave, to build relationships with politicians, police, and judges, to develop the financial resources needed to sustain complex operations, and to recruit and retain talented organizers and enforcers.
The wars of the late 1920s and early 1930s, culminating in the Castellammarese War discussed in the preceding chapter, produced the reorganization from which the Five Families emerged. Lucky Luciano's ascendancy in 1931, and the creation of the Commission that followed, established the institutional framework within which the Five Families would operate for the next half century. The Commission divided New York among five organizations, established procedures for dispute resolution, prohibited unauthorized killings of made members, and created a degree of stability that allowed criminal enterprises to focus on profit accumulation rather than constant competitive violence.
The decades from the mid-1930s through the early 1960s were the period of maximum institutional consolidation for the Five Families. The end of Prohibition in 1933 forced a diversification away from bootlegging into gambling, loan sharking, labor racketeering, and the infiltration of legitimate businesses. The Second World War, paradoxically, created opportunities for organized crime through black market operations, defense contract fraud, and the extension of control over critical wartime industries, particularly the waterfront through which military supplies flowed. The postwar economic expansion created new opportunities in construction, the garment industry, airports, and the growth industries of mid-century American capitalism.
By the time Joseph Valachi sat before the Senate subcommittee in 1963, the Five Families had been the dominant organized criminal institutions in New York City for approximately three decades. They employed thousands of people across a range of legal and illegal activities, generated revenues that contemporaries estimated in the hundreds of millions of dollars annually, and had so thoroughly penetrated certain sectors of the city's economy, particularly construction, the waterfront, and the garment industry, that doing business in those sectors without accommodation with organized crime was, for many firms, simply not possible. Understanding how each of the five organizations contributed to this collective system is the central task of this chapter.
It is also important to note what the Five Families were not. They were not the only organized criminal organizations in New York. Jewish criminal figures, particularly those with connections to the older Meyer Lansky network, remained active and influential. African American and later Puerto Rican criminal organizations controlled significant portions of the numbers racket in Harlem, the South Bronx, and other Black and Latino neighborhoods. Irish organized crime retained a presence in certain neighborhoods of the Bronx and Brooklyn. The Five Families operated within a complex ecology of organized crime, not as its sole inhabitants. Their dominance was real but partial, concentrated in particular industries and particular communities, and always contested at the margins by competing organizations and individual entrepreneurs who operated in the spaces the five left available.
Chronology Preview
| Date or Period | Event or Development | Why It Matters |
|---|---|---|
| 1931 | Luciano reorganization and Commission established | Creates the institutional framework within which the Five Families will operate for five decades |
| 1931–1957 | Joseph Bonanno leads the Bonanno Family | Long stable leadership enables organizational consolidation across Brooklyn and beyond |
| 1930s–1950s | Albert Anastasia leads Murder, Inc. and rises in Gambino Family | The most feared enforcer in American organized crime shapes the culture of violence |
| 1944 | Frank Costello becomes acting boss of Genovese Family | Represents the peak of political connections and "legitimate" organized crime influence |
| 1951 | Kefauver Committee televised hearings | First major public exposure of the Five Families; transforms public awareness of organized crime |
| 1957 | Appalachin Meeting raided by state police | Exposes the national scope of the Mafia; forces the FBI under Hoover to acknowledge the Cosa Nostra |
| 1957 | Albert Anastasia murdered; Carlo Gambino takes power | Begins the most dominant era of the Gambino Family |
| 1963 | Joseph Valachi testifies before Senate subcommittee | First insider public account of Cosa Nostra structure; names all Five Families |
| 1963–1976 | Banana War — Bonanno Family internal crisis | Decade-long conflict disrupts Bonanno leadership and nearly destroys the family |
| 1970 | RICO Act passed by Congress | Creates the legal tool that will ultimately be used to prosecute the leadership of all Five Families |
| 1976–1985 | Paul Castellano leads Gambino Family | Overextension into legitimate business and internal tensions set the stage for Gotti's rise |
| 1985 | Commission Trial indictments; Castellano murdered | The federal assault on organized crime reaches its apex; John Gotti becomes Gambino boss |
| 1986 | Commission Trial convictions | The bosses of four of the Five Families convicted; signals the beginning of institutional collapse |
Major People, Groups, and Places
Reference — People, Groups & Places
- Joseph Bonanno (1905–2002)
- Sicilian-born boss of the Bonanno Family from 1931 to 1968, one of the original architects of the Commission. His later ambitions for power and his unauthorized memoir triggered the "Banana War" that nearly destroyed his organization.
- Joseph Profaci (1897–1962) and Joseph Colombo (1923–1978)
- The two bosses most associated with the Colombo Family; Profaci was the founding boss, Colombo its most publicly visible and controversial leader, whose Italian-American Civil Rights League complicated his criminal career.
- Albert Anastasia (1902–1957)
- The feared boss of the Gambino Family and founder of Murder, Inc., whose brutal leadership and assassination in a midtown Manhattan barber shop became one of the defining moments of mid-century organized crime.
- Carlo Gambino (1902–1976)
- The calculating and disciplined boss of the Gambino Family for nearly two decades, under whose leadership the Gambino organization became the largest and most powerful of the Five Families.
- Vito Genovese (1897–1969)
- The ambitious and ruthless boss of the Genovese Family whose drive for dominance repeatedly destabilized the Commission before his imprisonment effectively ended his active leadership.
- Frank Costello (1891–1973)
- Known as "The Prime Minister," the most politically connected boss in the history of the Five Families, whose web of relationships with politicians, judges, and law enforcement officers made him for many years untouchable.
- Tommy Lucchese (1899–1967)
- Boss of the Lucchese Family for over two decades, known for his quiet discipline, his connections to the garment district, and his ability to maintain organizational stability through intelligence rather than terror.
- Joseph Valachi (1904–1971)
- A Genovese Family soldier whose 1963 Senate testimony became the first sustained public account of the internal structure of the Cosa Nostra, naming the families, ranks, and customs of American organized crime.
- The Commission
- The ruling body of American organized crime, established in 1931, consisting of the bosses of the major families, including all Five Families of New York, with authority to arbitrate disputes, authorize major actions, and set policy for the national organization.
- Brooklyn
- The primary territorial base for the Bonanno, Colombo, and Gambino families; its dense Italian-American immigrant communities, active waterfront, and political structures made it the heartland of New York organized crime.
- The Garment District
- Manhattan's clothing manufacturing center, heavily penetrated by Lucchese Family influence through control of trucking and labor unions, generating significant extortion revenues across decades.
- Murder, Inc.
- The enforcement arm of organized crime in the late 1930s and early 1940s, composed primarily of Jewish and Italian contract killers based in Brooklyn and under the supervision of Albert Anastasia and Louis Buchalter, responsible for hundreds of contract murders.
Core Vocabulary Preview
The following key terms appear throughout this chapter. Understanding each term before proceeding to the main sections will significantly aid comprehension.
The Italian term borgata, meaning roughly "village" or "clan," was the word Cosa Nostra members used to refer to their own organizational unit, what the media and law enforcement would call a "family." The use of this term reflects the Sicilian cultural roots of the American Mafia and the way its members understood their organization as an extension of kinship and village loyalties from the old country. Within the borgata, members owed obligations of loyalty, secrecy, and obedience to the boss and to their fellow members that were understood to supersede other loyalties, including those to biological family, when the two came into conflict.
The five borgate of New York were each named, in official parlance and journalistic convention, after a prominent boss rather than by a geographic territory, which is why the Gambino Family is named for Carlo Gambino rather than for Brooklyn, and the Genovese Family is named for Vito Genovese rather than for Manhattan. This naming convention, established largely by law enforcement and journalists, reflects the way the organizations were understood from the outside as personal hierarchies built around dominant figures, even though the organizations themselves had an institutional life that persisted across multiple bosses.
The Bonanno Family
The Bonanno Family traced its American origins to the early years of Sicilian immigration, but its modern institutional form was created by a single remarkable figure: Joseph Charles Bonanno, born in Castellammare del Golfo, Sicily, in 1905, who would lead the organization bearing his name from 1931 until his forced retirement in 1968. Bonanno was among the most capable criminal administrators of his generation, a man whose intelligence, organizational instinct, and political sophistication shaped not only his own borgata but the broader structure of American organized crime. He was present at the creation, one of the key figures in the negotiations following the Castellammarese War that produced the Commission, and he remained a senior statesman of the Cosa Nostra for decades.
The Bonanno Family's primary territory was centered on the Williamsburg and Bushwick neighborhoods of Brooklyn, with significant influence extending into the Ridgewood section of Queens and, over time, into parts of Long Island, upstate New York, Arizona, and southern California. The family also maintained connections to Montreal and to the Sicilian Mafia that would later prove significant in international narcotics trafficking. In the 1950s, the Bonanno organization had an estimated membership of around two hundred to three hundred soldiers, making it mid-sized among the Five Families, neither the largest, which was the Gambino Family, nor the smallest, which was generally considered the Colombo.
The Bonanno Family's criminal portfolio under Joseph Bonanno's leadership centered on the same activities that sustained all five families: numbers gambling, bookmaking on horse racing and sports events, loan sharking, and the collection of tribute from businesses operating within their territories. The family also developed significant interests in the garment industry in Brooklyn, in certain construction and trucking operations, and in the movement of goods through controlled distribution networks. Joseph Bonanno himself maintained a more elevated profile than most of his peers, cultivating relationships with legitimate businessmen, community leaders, and even some political figures, and projecting an image of a prosperous, respectable businessman that obscured his actual position.
The Bonanno Family's connections to Sicily were unusually strong and unusually persistent. Joseph Bonanno maintained personal and organizational ties to Sicilian criminal networks that his fellow bosses generally regarded as complicated and potentially dangerous. Those ties would eventually contribute to the organization's involvement in international narcotics trafficking, particularly the "Pizza Connection" heroin network that operated from the late 1970s through the early 1980s, in which Bonanno-connected figures in New York and Sicilian Mafia networks collaborated to move heroin from Sicily through pizza parlors that served as distribution fronts across the northeastern United States. The Pizza Connection case, prosecuted in the mid-1980s, resulted in the conviction of dozens of defendants and represented one of the most significant international narcotics prosecutions of the era.
The succession crisis that unfolded in the Bonanno Family beginning in the early 1960s was among the most damaging organizational convulsions experienced by any of the Five Families in the postwar era. Joseph Bonanno, aging but still ambitious, made a series of decisions that deeply alarmed his fellow bosses on the Commission. Most seriously, Bonanno was alleged to have plotted the murders of several other bosses, including Carlo Gambino and Tommy Lucchese, a violation of Commission rules of such severity that it could not be ignored. In October 1964, Bonanno was abducted, apparently by associates of the Buffalo Family acting on Commission orders, initiating a period of forced retirement and negotiation. His absence triggered what became known as the "Banana War," a prolonged internal conflict between factions loyal to Bonanno and those supporting the Commission-recognized acting leadership of Gaspar DiGregorio and later Paul Sciacca.
The Banana War lasted roughly from 1964 to 1968 and left the Bonanno organization severely damaged. Open street warfare between the two factions, rare in the disciplined world of Cosa Nostra after 1931, generated unwanted law enforcement attention and cost the family lives, money, and institutional credibility. Joseph Bonanno formally retired to Arizona in 1968, and under the subsequent leadership of Natale Evola, Philip Rastelli, and others, the family worked to rebuild its coherence and its standing on the Commission, a process that took years and was never fully completed. The Commission's diminished confidence in Bonanno leadership, and the family's own internal divisions, would make it uniquely vulnerable when the federal prosecutions of the 1980s arrived.
Perhaps most notoriously, the Bonanno Family was the only one of the Five Families to be infiltrated by an undercover FBI agent in the modern era. Joseph Pistone, operating under the name "Donnie Brasco," spent six years from 1976 to 1981 working his way into the Bonanno organization, eventually achieving associate status and developing close relationships with soldiers and captains. Pistone's operation, later documented in his book and a major Hollywood film, provided the FBI with an unprecedented window into the day-to-day operations of an organized crime family and produced prosecutions that helped accelerate the Bonanno Family's decline. The revelation that the organization had admitted an undercover agent to near-membership status was a source of profound embarrassment and ongoing internal suspicion that damaged the family's social fabric for years afterward.
Bonanno Leadership Structure and Administration
Under Joseph Bonanno, the family's administrative structure was relatively traditional. The boss held ultimate authority, with an underboss serving as day-to-day operational manager and a consigliere, or counselor, providing advice and serving as a mediator for disputes within the organization. Below the administration, a tier of captains, or capos, each supervised a crew of soldiers, whose number might range from a handful to several dozen depending on the captain's standing and the revenue-generating capacity of his crew. Associates, who were not formally inducted members of Cosa Nostra but who conducted business with the family and paid tribute on their activities, surrounded the organization's formal membership and constituted its primary contact with the wider criminal economy.
The Bonanno Family's territorial coherence was supported by a relatively homogeneous membership base in its early decades. Joseph Bonanno had insisted on recruiting primarily from Castellammarese families, maintaining a tight ethnic and regional identity within the organization that strengthened its cultural cohesion but also limited its flexibility in adapting to demographic change in its core neighborhoods. As Brooklyn's Italian-American community dispersed to the suburbs in the postwar decades, the family's geographic base eroded, and successive leadership struggled to maintain the density of local relationships that had made the organization's territorial control relatively efficient in earlier years.
The Colombo Family
The organization that would come to be known as the Colombo Family was founded in the early 1930s under the leadership of Joseph Profaci, a Sicilian immigrant who had established himself in the olive oil and tomato paste importing business and who combined legitimate commercial enterprise with criminal activities in a pattern typical of the early Mafia in American cities. Profaci was one of the original members of the Commission in 1931 and led his organization for three decades, making him one of the longest-serving bosses in the history of the Five Families. He was also, by the standards of his peers, unusually devout, maintaining prominent connections to the Catholic Church and cultivating an image of religious respectability that sat in notable tension with the brutal realities of his criminal enterprise.
The Profaci Family, as it was known during his leadership, was centered primarily in the Red Hook and Carroll Gardens neighborhoods of Brooklyn and extended into parts of Staten Island and New Jersey. It was generally the smallest of the Five Families in terms of formal membership, with estimates ranging from about a hundred to perhaps a hundred and fifty made members at its peak, but its size did not prevent it from controlling significant criminal revenues from numbers gambling, bookmaking, loan sharking, and its share of waterfront activity. Profaci himself was known within the organization for a tightfistedness that eventually produced serious internal tension, demanding higher tribute from his own soldiers than they felt was warranted, and keeping an unusually large share of organizational revenues for himself.
This tension exploded in the early 1960s in what became known as the Gallo-Profaci War, one of the more significant internal conflicts in the history of the Five Families. A faction of young, aggressive members led by the three Gallo brothers, Albert, Larry, and Joseph "Crazy Joe" Gallo, chafed under what they saw as Profaci's exploitative tribute demands and his failure to reward loyalty adequately. In 1961, the Gallo faction kidnapped several senior family figures as leverage for a renegotiation of the family's internal economics. The resulting conflict, which included several murders and attempted murders on both sides, consumed the family's energy and attention for years, generating law enforcement interest and damaging the organization's revenue-generating capacity at the same time.
Joseph Profaci died of natural causes in 1962, and his successor, Joseph Magliocco, served only briefly before his own illness forced his retirement and his death in 1963. The circumstances of Magliocco's departure were complicated by allegations that he had conspired with Joseph Bonanno in the plot against Gambino and Lucchese, a charge that, if true, would have made his gentle removal by the Commission a remarkably lenient response. The family passed to the leadership of Joseph Colombo, a Brooklyn-born second-generation Italian American who brought a very different style of leadership to an organization still struggling with the Gallo conflict's aftermath.
Joseph Colombo was unusual among Mafia bosses in his public visibility and political activism. In 1970, he founded the Italian-American Civil Rights League, an organization that protested what it characterized as anti-Italian bias in law enforcement and media, including the FBI's organized crime investigations and the use of the word "Mafia" in public discourse. The League attracted genuine support from Italian-American communities that felt themselves collectively stigmatized by the association of their ethnicity with organized crime, and it organized large rallies in New York City that attracted tens of thousands of participants. The spectacle of a Mafia boss leading a civil rights organization was not lost on observers, and Colombo's fellow bosses were reportedly uncomfortable with the attention his activism attracted to organized crime generally.
In June 1971, at a Unity Day rally in Columbus Circle organized by the Italian-American Civil Rights League, Joseph Colombo was shot three times in the head by a gunman named Jerome Johnson, an African American man with connections to the Gallo faction, who was himself immediately killed by Colombo's bodyguard. Colombo survived but was left in a permanent vegetative state, effectively ending his leadership of the family. The attack was widely attributed to Joey Gallo and the dissident faction, settling old scores from the earlier internal conflict. Gallo himself was murdered at a Little Italy restaurant in April 1972, apparently in retaliation, ending the most violent phase of the intra-family conflict.
The Colombo Family that emerged from these years of turbulence was led by a succession of figures who worked to restore internal order and maintain the organization's criminal revenues, though it never fully regained the institutional coherence of its earlier decades. Carmine Persico, who led the family through much of the 1970s and into the 1980s, was perhaps the most capable administrator among the post-Colombo leadership, but his eventual conviction and lengthy imprisonment in the RICO prosecutions of the mid-1980s left the family in yet another succession crisis, complicated by his continued attempts to manage the organization from prison through his son and various surrogates.
Criminal Activities and Territorial Control
The Colombo Family's criminal portfolio was broadly similar to that of the other Five Families: numbers gambling, sports bookmaking, loan sharking, and tribute collection from businesses and unions in its territory. The family exercised significant influence over certain Brooklyn-based labor unions, particularly in the construction trades, and maintained interests in wholesale food distribution, vending machines, and the service industries of its neighborhoods. Its waterfront interests, while less dominant than those of the Gambino Family, contributed meaningful revenue through control of certain longshoreman locals and the theft and fencing of goods moving through its port areas.
The Colombo Family's smaller size relative to the other five made it in some respects more vulnerable to the attrition of prosecutions and the loss of key figures, but also less obviously threatening to its neighbors, which may have helped it avoid some of the more intense inter-family conflicts that damaged larger organizations. Its territory in South Brooklyn was relatively stable and well-defined, reducing the kind of boundary disputes that periodically generated violence between other families. What it lacked in scale it compensated for in organizational durability, surviving the Gallo conflict, the Colombo shooting, successive leadership crises, and the RICO prosecutions to remain a functioning, if diminished, criminal organization into the twenty-first century.
The Gambino Family
The organization that would become the Gambino Family had its roots in the early New York underworld, passing through several bosses before arriving at the brutal and decisive leadership of Albert Anastasia in the late 1940s. Anastasia was among the most feared figures in the history of American organized crime. Born in Italy in 1902 and arriving in the United States as a young man, he had been involved in criminal activity almost from his first years in Brooklyn, and by the 1930s he had become the chief operational executive of what law enforcement called Murder, Inc., the enforcement arm of the national organized crime network that contracted killings for bosses across the country.
Murder, Inc. operated primarily in the late 1930s and early 1940s and was responsible for an estimated four hundred to five hundred murders, though some historians have questioned the higher estimates. Its principals were primarily Jewish and Italian criminals based in the Brownsville and Ocean Hill sections of Brooklyn, working under the direction of Anastasia and the Jewish crime figure Louis "Lepke" Buchalter. The organization served as a mechanism for solving organizational problems through sanctioned violence, providing the Five Families and the broader national organization with a reservoir of trained killers who would accept assignments from the Commission and deliver results with professional reliability. Murder, Inc.'s exposure came when a low-level member, Abe "Kid Twist" Reles, turned informant and provided prosecutors with detailed accounts of dozens of murders, leading to the conviction and execution of several principals, including Buchalter, though Anastasia himself escaped prosecution through a combination of legal technicality and the suspicious death of a key witness.
As boss of the organization that would later bear Carlo Gambino's name, Anastasia was known for his explosive temper, his willingness to authorize violence without the careful deliberation that Commission norms required, and his ambition to expand his power beyond the limits his fellow bosses found acceptable. His undoing came in October 1957, when he was shot to death while seated in the barber chair of the Park Sheraton Hotel in midtown Manhattan, his face covered with a hot towel, in one of the most theatrical and widely publicized mob killings of the era. The murder was widely attributed to the ambitions of Carlo Gambino, who had been maneuvering for the top position, acting in concert with Vito Genovese, who had his own reasons to want Anastasia gone.
Carlo Gambino, who took control of the organization after Anastasia's death, was in most respects Anastasia's opposite. Where Anastasia was impulsive and violent, Gambino was methodical and patient. Where Anastasia sought public power, Gambino cultivated deliberate obscurity. A small, quiet-spoken man who avoided unnecessary social contact and maintained a modest external lifestyle, Gambino was for many years poorly understood by the law enforcement agencies attempting to map the Cosa Nostra's structure. He was, in the judgment of most subsequent historians and prosecutors, the most capable administrator who ever led any of the Five Families, and under his leadership from 1957 until his death of natural causes in 1976, the Gambino organization grew to become by far the largest and most powerful of the five.
The Gambino Family's power rested on several interconnected pillars. First, sheer membership size: by the 1970s, the family had an estimated three hundred to five hundred made members, far more than any other of the Five Families, supported by a much larger number of associates. This scale gave the organization both revenue-generating capacity and enforcement capacity that dwarfed its competitors. Second, labor union penetration: the Gambino Family exercised controlling influence over key locals of the International Longshoremen's Association on the New York-New Jersey waterfront, giving it the ability to tax virtually every piece of cargo moving through one of the world's busiest port complexes. Third, construction industry dominance: through control of key trade union locals and through direct relationships with construction companies and concrete suppliers, the Gambino Family was positioned to extract tribute from virtually every major construction project in New York City, a city that was perpetually rebuilding itself and generating enormous construction revenues.
The Gambino Family's waterfront operations deserve particular attention as a model of organized crime's capacity to penetrate and exploit legitimate economic institutions. Control of the longshoremen's locals meant control of the conditions of employment on the docks: who got jobs, at what rates, under what conditions. It also meant control of the opportunities for theft that the waterfront offered: cargo systematically disappeared from ships and warehouses, fenced through networks that reached into legitimate retail and wholesale businesses. Beyond simple theft, the Gambino presence on the waterfront allowed for the systematic manipulation of labor costs for shipping companies, who found it far cheaper to make regular payments to Gambino representatives than to contest union demands in conditions where work stoppages could be financially devastating.
Carlo Gambino's death in 1976 produced a succession that would have consequences neither he nor anyone else fully anticipated. His chosen successor was Paul Castellano, his cousin by marriage, a prosperous businessman who had built legitimate-seeming enterprises in the meat distribution and supermarket supply industries while maintaining his criminal connections. Castellano's leadership style emphasized the expansion of the family's presence in legitimate business and a degree of distance from the more overtly violent and street-level criminal activities that the lower ranks of the family continued to pursue. This approach generated serious internal friction, particularly among the earners and enforcers who felt that Castellano's business pretensions and physical remoteness from the street represented a betrayal of organizational values and an unfair distribution of criminal revenues.
The most consequential of these disaffected figures was John Gotti, a brash and publicly visible captain from the Howard Beach neighborhood of Queens, who had built his own criminal operation around hijacking, gambling, and loan sharking, and who chafed under what he regarded as Castellano's remote and self-serving leadership. In December 1985, Castellano was shot to death outside Sparks Steak House in midtown Manhattan, in an unauthorized killing of a boss, the most serious violation of Commission rules possible, orchestrated by Gotti and his associates. Gotti's subsequent rise to the leadership of the Gambino Family and his high-profile persona, his expensive suits, his defiant public manner, his repeated acquittals on criminal charges that earned him the media nickname "The Teflon Don," represents a significant chapter in the late history of the Five Families that this textbook will examine further in the chapter on government's response to organized crime.
The Genovese Family
The organization that would eventually carry Vito Genovese's name was in many respects the most historically deep-rooted of the Five Families. Its lineage reached back through the successive leadership of Giuseppe Morello, Ignazio Saietta, and other figures of the early twentieth-century New York underworld, through the bootlegging era, and through the Prohibition-period leadership of Charlie "Lucky" Luciano himself. After Luciano's imprisonment and eventual deportation, the organization passed through a period of effective leadership by Frank Costello, and it was the conflict between Costello and the organization's nominal boss, Vito Genovese, that produced some of the most dramatic episodes in the history of the Five Families.
Vito Genovese was born in a small town near Naples in 1897 and immigrated to the United States as a teenager, eventually making his way into the orbit of the early Italian-American underworld in Lower Manhattan and East Harlem. He was one of the capable young figures who rose during Prohibition, accumulating wealth and influence through bootlegging and developing the relationships with politicians and law enforcement that sustained criminal enterprises over the long term. Genovese fled to Italy in 1937 after a murder indictment, where he ingratiated himself with Mussolini's regime, returned to the United States after the war, and spent years maneuvering to reclaim a dominant position in the organization he regarded as rightfully his.
Frank Costello, who managed the organization during Genovese's absence and effectively during much of the postwar period, represented a very different model of organized crime leadership. Costello cultivated relationships across the spectrum of New York political life with remarkable sophistication, maintaining close ties to Tammany Hall and to Democratic political machines at every level from the neighborhood club to the state legislature. He was known to exercise influence over the appointment of judges, the selection of district attorneys, and the outcome of elections, not through crude bribery alone but through the more complex currency of political favor, financial support, and the cultivation of mutual interest. His political connections were so extensive and so well-documented that the Kefauver Committee made him one of its primary subjects of inquiry in 1951, and his televised testimony, in which only his hands were shown to viewers, became one of the iconic images of that unprecedented public exposure of organized crime.
The conflict between Genovese and Costello came to a head in May 1957, when a gunman named Vincent "The Chin" Gigante shot Costello in the lobby of his Manhattan apartment building. The bullet grazed Costello's head rather than killing him, and Costello, characteristically, declined to identify his assailant to police. He subsequently retired from active leadership, and Genovese formally took control of the organization that would thereafter bear his name. His triumph was short-lived. In 1959, Genovese was convicted on narcotics conspiracy charges, the result in part of a setup that most historians believe was orchestrated by his criminal rivals, possibly including Carlo Gambino and Meyer Lansky, who arranged for a convicted drug dealer to falsely implicate Genovese in a narcotics transaction. Genovese died in prison in 1969, never having led the organization at liberty for more than a few years.
The Genovese Family that operated under his name but without his active direction was led through much of the 1960s and 1970s by a rotating administration, with figures such as Thomas Eboli and Frank Tieri serving as front bosses while the real power resided in the hands of the organization's most capable internal figures. By the late 1970s and into the 1980s, effective control had passed to Vincent "The Chin" Gigante, the same man who had shot Frank Costello in 1957, who would lead the Genovese Family with remarkable effectiveness from behind an elaborate ruse. Gigante, a hulking former boxer, cultivated a public persona of mental incompetence, wandering the streets of Greenwich Village in a bathrobe and appearing disheveled and confused in court proceedings, a performance designed to sustain claims that he was too mentally ill to stand trial. Federal prosecutors eventually pierced this deception and convicted Gigante in 1997, but for nearly two decades the ruse had provided him with a remarkable degree of protection from prosecution.
The Genovese Family was widely regarded by law enforcement and by its criminal peers as the most sophisticated and institutionally stable of the Five Families during the decades of its peak influence. It exercised influence in areas of the city and state quite different from the Brooklyn-centered heartland of the other families, with significant operations in lower Manhattan, the West Side of Manhattan, parts of the Bronx, and northern New Jersey. Its penetration of labor unions included significant influence over the Hotel Employees and Restaurant Employees Union locals in Manhattan, giving it a presence in the hospitality industry of the city's major entertainment and business district. It also maintained interests in the Javits Convention Center, in a number of construction and building maintenance companies, and in the waste hauling industry, which would become an increasingly significant source of organized crime revenue in the later decades of the century.
Political Influence and Corruption
The Genovese Family's political connections, built on the foundation of Frank Costello's extraordinary network, made it in some respects the most politically influential of the Five Families. The relationship between organized crime and New York City politics was never simple and is easily oversimplified. Organized crime did not control politicians in the direct sense of issuing orders that were immediately obeyed. The relationship was more complex and more mutual: organized crime provided financial support to political campaigns, mobilized votes in neighborhoods where it had community presence, and offered the informal resolution of problems, labor conflicts, neighborhood disputes, business difficulties, that the formal political system was slow and expensive to address. Politicians in turn provided protection, information, and the use of public authority in ways that benefited criminal enterprises.
This relationship was not static. As reformers periodically succeeded in cleaning up city government, as federal prosecutions dismantled the most visible manifestations of political corruption, and as demographic change altered the political base of the machines that had provided organized crime with its most reliable political allies, the Genovese Family's political reach narrowed and became more opportunistic. But even in the era of federal prosecution, the family's political connections remained more extensive than those of its counterparts, contributing to the general law enforcement perception that it was both the most dangerous and the most difficult to prosecute of the Five Families.
The Lucchese Family
The Lucchese Family, the fifth and in some respects the most consistently disciplined of the New York organized crime families, took its name from Gaetano "Tommy" Lucchese, who led the organization from 1953 until his death of natural causes in 1967. Lucchese was in many ways the ideal type of the mid-century Mafia boss: intelligent, patient, careful about publicity, adept at cultivating relationships in the legitimate business world without drawing the kind of attention that brought investigative scrutiny, and capable of maintaining the internal discipline of his organization through a combination of genuine authority and the threat of violence exercised judiciously rather than impulsively. Where Albert Anastasia ruled by terror and Paul Castellano ruled by remote commercial calculation, Tommy Lucchese ruled by a kind of institutional wisdom that his peers respected and his successors struggled to replicate.
The organization's geographic territory centered on East Harlem, where its roots ran deep into the early Italian-American community of that neighborhood, and extended through parts of the Bronx and into New Jersey. It differed from its peers in the particular industries where it concentrated its criminal penetration, placing particular emphasis on the New York garment district in midtown Manhattan, which was one of the most important manufacturing sectors in the city's economy through much of the twentieth century. The garment industry was vulnerable to organized crime penetration for structural reasons that Lucchese's predecessors had recognized and exploited long before he took control: the industry was intensely competitive, operated through a complex web of contractors and subcontractors, depended on reliable and rapid trucking between manufacturers, cutters, and retailers, and had a workforce that was highly unionized. Control of the trucking companies and key union locals gave the Lucchese Family a position of leverage over the entire industry, enabling it to extract tribute from manufacturers who found it cheaper to pay than to contest the organization's demands in conditions where work stoppages or trucking disruptions could be financially ruinous.
Lucchese's personal connections to figures in the legitimate business community were extensive and carefully cultivated. He was a familiar figure in Democratic Party circles in New York and maintained friendships with politicians, judges, and businessmen that testified to his skill at presenting himself as a respectable member of the city's commercial and social world. These connections were not purely ornamental; they provided intelligence about law enforcement activities, protection from prosecution in certain circumstances, and the kind of social legitimacy that made it easier for the family's associates to operate in the legitimate economy without arousing suspicion.
The Lucchese Family also developed a significant presence at John F. Kennedy International Airport in Queens, which had opened as Idlewild Airport in 1948 and grew rapidly to become one of the busiest air cargo hubs in the world. Airport operations offered opportunities for cargo theft that the family exploited with systematic efficiency, supplemented by control of certain Teamster Union locals that represented workers in the air cargo and transportation industries. The scale of theft at Kennedy Airport became something of a public scandal in the 1960s and 1970s, with millions of dollars' worth of cargo disappearing annually through a combination of outright theft and systematic falsification of records. The most spectacular single instance was the Lufthansa heist of December 1978, in which a crew associated with Lucchese captain Paul Vario stole approximately five million dollars in cash and jewels from a vault at the airport, at the time the largest cash robbery in American history. The heist and its bloody aftermath, in which most of the participants were murdered to prevent them from talking, was later depicted in the Martin Scorsese film Goodfellas, which drew heavily on the account of participant-turned-informant Henry Hill.
After Tommy Lucchese's death in 1967, the family passed through several leadership changes that maintained its basic organizational coherence better than some of the other families managed in their succession crises. Carmine Tramunti, Anthony Corallo, and Vittorio Amuso each led the organization in successive eras, with Corallo's leadership in the 1970s and 1980s considered particularly effective before his conviction in the Commission Trial of 1986. Amuso's leadership in the late 1980s and 1990s, conducted partly from prison after his own conviction, was marked by a wave of internal murders that reflected the paranoia and institutional stress produced by the federal assault on the organization.
The Garment District and Labor Control
The Lucchese Family's dominance of the New York garment district offers one of the clearest examples in the history of the Five Families of how organized crime penetrated and exploited a legitimate economic sector. The mechanics of that penetration worked roughly as follows: by controlling key locals of the International Ladies' Garment Workers' Union and related unions, the family could determine the labor conditions under which garment manufacturers operated. Companies that made the appropriate payments received labor peace: their factories operated without strikes or slowdowns, their deliveries arrived on time, and their access to the reliable trucking they needed to move goods from factory to retailer was assured. Companies that refused to pay found themselves facing labor difficulties that could destroy their competitive position in an industry where timing was critical and margins were thin.
The system was self-reinforcing. As more firms accommodated themselves to the tribute system, the competitive disadvantage of refusing to participate increased, since firms that did pay could operate more efficiently and reliably than those that did not, regardless of their relative production costs. This created a powerful incentive for compliance that had little to do with the direct threat of violence, though that threat was always present in the background. The result was a system in which organized crime extracted a consistent and reliable stream of income from one of the city's major industries with relatively little need for the kind of direct coercion that attracted law enforcement attention.
The garment district's gradual decline beginning in the 1960s and 1970s, as manufacturing moved to cheaper labor markets in the American South and abroad, eroded this revenue base. The Lucchese Family adapted by shifting its emphasis to other industries, including waste hauling, construction, and airport operations, where similar mechanisms of labor control and tribute extraction could be applied. This adaptability was a mark of the organization's institutional resilience, though it could not ultimately protect it from the federal prosecution that dismantled its leadership in the 1980s.
The underboss, known in Italian as the sottocapo, was the second-ranking member of the borgata's formal hierarchy, immediately below the boss. The underboss served as the day-to-day operational manager of the organization, relaying the boss's instructions to the captains, handling administrative disputes that the boss did not wish to address personally, and standing in for the boss at Commission meetings or in negotiations with other families when the boss could not or did not wish to appear. In practice, the power of the underboss varied enormously depending on the personality and management style of the boss above him and the political dynamics of the family. In some families and eras, the underboss was a genuinely powerful figure who exercised independent authority across a wide range of organizational matters. In others, the position was more ceremonial, held by a loyalist who served mainly as a personal aide and representative.
The third member of what Cosa Nostra called the "administration" was the consigliere, or counselor, who served as an advisor to the boss and as a mediator for internal disputes. The consigliere was theoretically a neutral figure, not involved in direct operational management, whose role was to provide wise counsel and to hear grievances from members who felt they had been treated unfairly by their captain or fellow members. In practice, the consigliere's actual influence depended, again, on personality and political circumstances, but the position was formally ranked on a par with the underboss, and a capable consigliere could be among the most influential figures in the organization.
The Families at Work: Criminal Activities and Economic Power
The Five Families' collective economic power in mid-twentieth century New York was substantial, and understanding its scale requires examining the range of criminal activities through which it was generated. No comprehensive financial accounting of Five Families revenues exists, both because the organizations operated in the black economy and because much of their income flowed through legitimate business fronts that obscured its criminal origins. Contemporary estimates by law enforcement and journalists varied widely, ranging from hundreds of millions to billions of dollars annually for the combined revenues of all five families, but these figures should be treated as informed approximations rather than precise measurements.
The single most consistent revenue source for all Five Families across the decades of their peak operation was illegal gambling. Numbers gambling, also called the policy racket, was a form of lottery in which players bet small amounts on a three-digit number drawn from a published source such as stock market figures or racetrack totals. Numbers gambling was enormously popular in working-class and immigrant communities because it offered small-scale participation with the possibility of a meaningful payout, and it operated in every neighborhood the Five Families controlled, generating daily revenues that, accumulated across thousands of bets in hundreds of locations, amounted to very large sums. Sports bookmaking operated through a network of bookies who accepted bets on horse racing, baseball, football, and boxing, with the house holding a consistent mathematical advantage that made it profitable over time regardless of the outcome of individual events.
Loan sharking, or usurious lending at rates far above what legal lenders charged, was the second major revenue pillar. The Five Families provided credit to borrowers who could not obtain bank loans, either because of poor credit histories, the illegal nature of their purposes, or simply the absence of banking services in their communities, at weekly interest rates that typically ran between one and five percent, translating to annual rates of fifty to two hundred and sixty percent. These rates were enormously profitable, and the threat of violence against borrowers who defaulted made the collection process unusually reliable. Loan sharking revenues were also relatively stable across economic cycles, since the demand for emergency credit tended to increase rather than decrease in difficult economic conditions.
Labor racketeering, the systematic corruption of trade unions for the benefit of organized crime, was perhaps the most economically significant activity the Five Families engaged in, because of the scale of the legitimate economic sectors it touched and the multiplier effects of union control on other criminal opportunities. A family that controlled a construction union local could not only extract dues from workers and tribute from employers but could also determine which concrete suppliers received contracts, which moving companies received business, which companies were allowed to operate without interference, and which inspectors were available to overlook code violations. The interlocking nature of these control points meant that control of a single strategic union local could generate revenues and advantages far in excess of that local's direct membership fees.
The legitimate business operations of the Five Families were less straightforwardly criminal but no less significant economically. All five families had, by the postwar decades, invested substantial criminal earnings in legitimate businesses: restaurants, nightclubs, bars, construction companies, trucking firms, wholesale food distributors, vending machine companies, waste hauling operations, and various service businesses. These businesses served multiple purposes simultaneously. They provided legal sources of income that could explain the comfortable lifestyles of criminal figures who had no official employment. They served as vehicles for money laundering, the process of converting criminal revenues into legitimate-appearing funds by routing them through business operations with plausible revenue streams. And they created platforms for further criminal exploitation, since a legitimate trucking company, for instance, could provide both a legal front and a practical mechanism for the theft and distribution of stolen cargo.
The Waterfront and Construction
Two sectors deserve special attention for the depth and durability of their penetration by the Five Families: the New York waterfront and the construction industry. The waterfront had been a center of organized crime activity since the nineteenth century, and by the mid-twentieth century the control exercised by the Five Families, particularly the Gambino organization, over the International Longshoremen's Association locals was so comprehensive that major shipping companies had essentially incorporated Mafia tribute into their operating costs. The journalist Malcolm Johnson's Pulitzer Prize-winning series on waterfront crime in the New York Sun in 1948, which became the basis for Budd Schulberg's screenplay for the 1954 film On the Waterfront, provided the most detailed public account to that point of how this system worked, documenting the shape-up hiring system through which longshoremen who paid kickbacks to their union officials were favored for work, the systematic theft of cargo, and the violence used against workers who protested these conditions.
The construction industry's vulnerability to organized crime penetration rested on structural features that organized crime did not create but systematically exploited. New York's construction sector was intensely competitive, operated under tight deadlines that made labor disruptions enormously costly, and required the cooperation of multiple different trade unions, each of which might be susceptible to organized crime influence. A developer building a major project in 1960s or 1970s New York might find himself needing to accommodate organized crime interests not once but multiple times, as different families controlled different trade locals and expected tribute at each stage of construction. The concrete industry, in particular, was so thoroughly controlled by organized crime through the Gambino and Genovese families' influence over concrete workers' unions and concrete supply companies that prosecutors in the 1980s were able to demonstrate that virtually every major concrete pour in New York City for a period of years had generated tribute payments to organized crime.
The Five Families: Leadership and Crisis, 1931–1990
| Date | Event | Significance |
|---|---|---|
| 1931 | Commission established; Five Families formally recognized | Institutional stability created after Castellammarese War |
| 1936 | Lucky Luciano imprisoned; Costello rises | Genovese Family enters political influence era |
| 1951 | Kefauver hearings; Costello testifies on television | First major public exposure of organized crime leadership |
| 1957 | Anastasia murdered; Gambino takes power; Appalachin Meeting raided | Critical turning point: Gambino era begins; FBI forced to acknowledge Cosa Nostra |
| 1962–1965 | Gallo-Profaci War; Colombo succession crisis | Internal violence damages the Colombo Family for a decade |
| 1963 | Valachi testimony before Senate | Full public exposure of Five Families structure and customs |
| 1964–1968 | Banana War in Bonanno Family | Commission strips Bonanno of leadership; family destabilized |
| 1976 | Carlo Gambino dies; Castellano takes power | Internal tensions in Gambino Family begin to build |
| 1978 | Lufthansa heist at Kennedy Airport | Lucchese Family achieves peak of airport criminal enterprise |
| 1985 | Commission Trial indictments; Castellano murdered by Gotti faction | Federal assault on Five Families reaches its apex |
| 1986 | Commission Trial convictions | Bosses of four of the Five Families imprisoned; institutional decline accelerates |
Timeline Analysis Questions:
- What pattern of organizational crisis and recovery can you identify in this timeline? Which of the Five Families appears most vulnerable to leadership disruption, and which most stable?
- Why was the 1957 Appalachin Meeting so significant for the FBI's understanding of organized crime, and what does its timing, occurring just months after the Anastasia murder and amid the Genovese-Costello conflict, reveal about the relationship between internal organized crime politics and external law enforcement attention?
- The Commission Trial convictions of 1986 came approximately fifty-five years after the Commission was established. What does this span suggest about the durability of organized crime institutions, and what changed in law enforcement that finally made such prosecutions possible?
- What relationship do you see between internal violence within the Five Families and their vulnerability to law enforcement? Use specific examples from the timeline to support your analysis.
Rivalry, Diplomacy, and Violence Among the Five Families
The Five Families did not coexist in simple peace or simple warfare. Their relationship was considerably more complex, a mixture of competitive rivalry, cooperative division of labor, institutional diplomacy, and episodic violence, managed through the mechanisms that the Commission had been established to provide. Understanding how this inter-family system worked in practice requires understanding both the formal rules the Commission attempted to enforce and the informal politics of prestige, ambition, and calculation through which the bosses actually related to one another.
The territorial division of New York among the Five Families was never perfectly clean or static. Each family had a primary geographic heartland where its control was most complete and least contested, but the city's economic life did not confine itself neatly within neighborhood borders, and the industries the families penetrated, construction, waste hauling, the waterfront, the garment district, cut across geographic territories in ways that created permanent potential for overlap and conflict. The Commission's primary function was to provide a forum in which these overlaps could be negotiated before they became violent, and a mechanism for resolving disputes when negotiation failed.
The rules the Commission attempted to enforce were well-documented through informant accounts and eventually through the Commission Trial itself. No boss was to be killed without Commission approval. No made member of one family was to be touched by another family without authorization. Disputes over territory or business arrangements were to be brought to the Commission for adjudication rather than resolved through unilateral violence. The concrete industry's tribute system was to be divided in fixed proportions among the families with relevant interests. These rules were not always followed, and their violation was itself a significant category of organizational event, but their existence and the general expectation that they would be observed provided a framework of institutional predictability that reduced the level of violence below what would otherwise have prevailed.
The sit-down, or formal meeting to resolve a dispute, was the primary institutional mechanism through which inter-family tensions were managed. When a conflict arose between members of different families, the captains involved were expected to meet, accompanied by their respective bosses or their representatives, to negotiate a resolution. The sit-down reproduced in criminal form the dispute-resolution procedures of legitimate business and labor arbitration, providing a structured setting in which grievances could be stated, counter-claims made, and resolutions negotiated. The presence of senior figures from outside the immediate dispute provided a form of institutional authority that could give a resolution the legitimacy needed to be accepted by both parties.
When the formal mechanisms failed, violence followed. The history of the Five Families is punctuated with episodes of inter-family violence, most of them settled quickly and quietly, some of them generating the kind of extended conflict that damaged multiple organizations and attracted unwanted law enforcement attention. The murder of Albert Anastasia in 1957 was technically an internal Gambino Family matter, but its authorization apparently involved Vito Genovese and possibly Carlo Gambino, making it a covert act of inter-family politics. The subsequent Appalachin Meeting, called partly to explain and ratify what had happened, exposed the national organized crime leadership to law enforcement in a way that had lasting consequences.
Perhaps the most significant violation of Commission norms in the postwar era was John Gotti's 1985 murder of Paul Castellano, which was unauthorized by the Commission and was in direct violation of the rule against killing a sitting boss without prior approval. The fact that Gotti not only survived this violation but flourished in its immediate aftermath, becoming one of the most publicly visible and apparently powerful organized crime figures of the 1980s, suggested that the Commission's enforcement capacity had been significantly eroded by the attrition of prosecutions and the imprisonment of senior figures. The Commission Trial that followed in 1986, built in part on evidence of the system the Commission had maintained for decades, illustrated both the system's historical effectiveness and its contemporary vulnerability.
The Commission as Governance Institution
Scholars of organized crime have debated the appropriate conceptual framework for understanding the Commission. Some analysts have characterized it primarily as a cartel: an agreement among competing criminal enterprises to restrain competition, divide markets, and maintain prices, analogous to the price-fixing agreements among legitimate corporations that antitrust law prohibits. In this view, the Commission's principal function was economic, reducing the costs that competitive violence imposed on the participating organizations and stabilizing the revenue streams that all five depended on.
Others have characterized the Commission as a form of governance, a set of institutions through which a community, in this case the American organized crime community, made and enforced rules for itself in the absence of access to the formal state mechanisms of law and contract enforcement. This framing draws on the insight that criminal organizations cannot use the legal system to enforce their agreements, and must therefore develop alternative mechanisms of dispute resolution and contract enforcement, which the Commission provided. The violence that the Commission both authorized and restrained was, in this view, the functional equivalent of the state's monopoly on legitimate force: a mechanism for making agreements credible and for enforcing the rules of the system against those who violated them.
Both frameworks capture something real about what the Commission was and how it functioned. It was simultaneously a cartel that served the economic interests of its members by reducing destructive competition, a governance institution that provided dispute resolution and rule enforcement, and a political body that allocated prestige and authority among the bosses who composed it. Its effectiveness varied over time and was never complete. But for approximately half a century, from 1931 through the early 1980s, it provided a sufficient degree of stability to allow the Five Families to accumulate the kind of institutional depth that made them, during their peak years, one of the most significant criminal organizations in the history of American society.
The Five Families' Territorial Division of New York City
To understand the geographic dimension of the Five Families' operation, students should be able to locate and understand the significance of the following areas on a map of New York City and its surroundings:
- South Brooklyn and Red Hook: Primary territory of the Colombo Family, centered on the Italian-American neighborhoods of Carroll Gardens, Red Hook, and Bensonhurst; adjacent to the Brooklyn waterfront.
- Williamsburg and Bushwick (Brooklyn): Core Bonanno Family territory in the decades of Joseph Bonanno's leadership, adjacent to the East River waterfront and the manufacturing and warehouse districts of north Brooklyn.
- South Brooklyn and Bay Ridge: Gambino Family heartland, with connections extending to Staten Island, the Canarsie area of Brooklyn, and Howard Beach in Queens.
- Lower Manhattan, West Side of Manhattan, and the Bronx: Primary Genovese Family territory in Manhattan, extending to parts of the Bronx and northern New Jersey.
- East Harlem (Manhattan) and the Bronx: Lucchese Family's primary territory, with operational connections extending to the Garment District in midtown Manhattan and John F. Kennedy International Airport in Queens.
- The New York-New Jersey Waterfront: Shared territory of particular importance to the Gambino Family through control of key ILA locals; the physical corridor through which enormous volumes of cargo moved and through which tribute was systematically extracted.
- The Garment District (Midtown Manhattan): Lucchese Family's principal commercial penetration zone, where control of trucking and union locals enabled systematic tribute extraction from the clothing manufacturing industry.
- John F. Kennedy International Airport (Queens): Primary arena of Lucchese Family airport operations, including cargo theft and union control, site of the 1978 Lufthansa heist.
Map Analysis Questions:
- Looking at the geographic distribution of the Five Families' territories, what pattern do you observe in how the city was divided? What geographic or economic logic might explain why territories were allocated in this particular way?
- Several of the families' territories included access to the waterfront. Why would waterfront access have been so valuable to criminal organizations in the mid-twentieth century, and how did that change as air freight replaced sea freight as the dominant mode of goods movement?
- The Lucchese Family's territory in East Harlem was quite different from its key economic interest in the Garment District. What does this suggest about the relationship between geographic territory and criminal economic activity?
- New Jersey and Long Island both appear in accounts of Five Families activity. What does this geographic expansion beyond the five boroughs suggest about the limits of the territorial division system that the Commission established?
Joseph Valachi's Senate Testimony, 1963
Context: Joseph Valachi was a low-ranking soldier, or "button man," in the Genovese Family, inducted into the Cosa Nostra in the 1930s. While imprisoned in the early 1960s and fearing he had been marked for death by Vito Genovese, who suspected him of informing, Valachi agreed to cooperate with federal investigators. His testimony before the Senate Permanent Subcommittee on Investigations, chaired by Senator John McClellan of Arkansas, in September and October 1963 was the first time a formally inducted member of Cosa Nostra had given detailed public testimony about the organization's internal structure, customs, and membership.
Historical significance and limitations: Valachi's testimony was a landmark in the public history of organized crime in the United States. It provided law enforcement and the public with the first detailed inside account of the Cosa Nostra's structure, confirmed the existence of organizations that the FBI under J. Edgar Hoover had previously been reluctant to acknowledge, and gave names and faces to institutions that had previously been known only through inference and occasional glimpses. It also provided the raw material for Peter Maas's bestselling 1968 book The Valachi Papers, which became one of the most widely read accounts of organized crime in American publishing history.
As a historical source, Valachi's testimony is both invaluable and limited in important ways. As a low-ranking soldier, Valachi had direct knowledge of the world at his own level, the daily operations of criminal crews, the norms and customs of street-level organized crime life, the personalities of the men he worked with, but limited direct knowledge of the deliberations of bosses and the higher-level political dynamics of the Commission. His account of events he had not personally witnessed was necessarily based on what he had been told by others, and was subject to the distortions of memory, rumor, and the particular perspective of a man at the bottom of the organizational hierarchy. Law enforcement officials who worked with him generally regarded his account of structure and customs as reliable, while treating some of his specific factual claims about events and attributions of responsibility with more caution.
Questions for students:
- What specifically did Valachi know from direct experience, and what might he have known only second-hand? How should this distinction affect historians' use of his testimony?
- Why was Valachi's testimony so significant at the time it was given, and what did it reveal about what law enforcement had previously not known or not acknowledged about organized crime?
- Valachi was testifying in part to protect himself from a threat he believed came from his own organization. How might this motivation affect the reliability and completeness of his account?
- What types of additional primary sources would historians need to cross-check and supplement Valachi's testimony in order to construct a fuller picture of the Five Families' structure and operations?
Was Violence Central or Incidental to the Five Families' Power?
The question: Popular and journalistic accounts of the Five Families often emphasize violence as the central mechanism of their power, presenting the threat and use of physical harm as the primary tool through which criminal organizations extracted compliance. Scholarly analysis has complicated this picture significantly. To what extent was violence actually the foundation of the Five Families' economic power, and to what extent were other mechanisms, including corruption, labor control, and economic integration, more important?
Evidence: The historical record offers support for aspects of both interpretations. Murder rates attributable to organized crime in mid-twentieth century New York, while significant, were far lower than popular accounts might suggest: the Five Families were not perpetually at war, and most of their economic activities proceeded without direct violence for years at a time. At the same time, episodes of spectacular violence, Anastasia's murder, the Gallo-Profaci war, the aftermath of the Lufthansa heist, played important roles in establishing and maintaining the credibility of threats that underpinned the broader system.
Why it matters: The answer to this question has significant implications for law enforcement strategy. If violence is the foundation, removing key violent actors should destabilize the organization. If economic and institutional mechanisms are primary, prosecution must target the structural arrangements, the union control, the business relationships, the political corruption, rather than simply the individuals who authorize violence.
Student task: Based on the evidence in this chapter, which interpretation do you find more persuasive? Can both be partially correct? What additional types of evidence would be needed to resolve the debate more definitively?
The Five Families and the Italian-American Community
The Fifth Amendment, Organized Crime Investigations, and the Limits of Congressional Power
The Five Families' encounters with congressional investigations, particularly the Kefauver Committee hearings of 1951 and the McClellan Committee hearings of the early 1960s, raised significant constitutional questions about the relationship between congressional investigative power and individual constitutional rights, particularly the Fifth Amendment's protection against compelled self-incrimination.
The Fifth Amendment provides that no person "shall be compelled in any criminal case to be a witness against himself." This protection, incorporated through the Fourteenth Amendment to apply to state proceedings as well as federal, means that individuals cannot be compelled by the government, whether through criminal prosecution or congressional investigation, to provide testimony that might incriminate them. When Frank Costello and dozens of other organized crime figures appeared before congressional committees and invoked their Fifth Amendment rights rather than answering questions, they were exercising a constitutionally protected right, however much their invocations frustrated investigators and outraged members of Congress.
The tension between congressional investigative power, which serves the legitimate democratic function of informing legislation and overseeing the executive branch, and Fifth Amendment protections created a constitutional dilemma that lawmakers and courts worked through across the mid-twentieth century. Congress developed the mechanism of immunity grants, through which witnesses could be compelled to testify after being given immunity from prosecution for the matters they disclosed, resolving the Fifth Amendment problem by removing the self-incrimination risk. The development of immunity statutes and the constitutional framework for their use was significantly shaped by organized crime investigations and the resistance of organized crime figures to congressional inquiry.
The RICO Act of 1970, which would ultimately prove the most effective legal weapon against the Five Families, raised a different set of constitutional questions, particularly about whether its broad definition of criminal enterprise was consistent with constitutional due process and whether the severe penalties it authorized were proportionate to the offenses it defined. Courts consistently upheld RICO's constitutionality, but the debate about its scope and appropriate use continues, with critics arguing that the law's power makes it vulnerable to prosecutorial overreach against legitimate associations as well as genuinely criminal enterprises.
Questions for students: Why is the Fifth Amendment's protection against self-incrimination important even when it benefits individuals who are guilty of serious crimes? What does the development of immunity statutes reveal about how legal systems adapt to the tension between investigative need and constitutional protection? How should historians evaluate the trade-offs involved in RICO's broad definition of criminal enterprise?
The Rise and Peak of Five Families Power, 1931–1975
Long-Term Causes
Mass immigration from southern Italy and Sicily creating dense ethnic communities with cultural traditions that included norms of secrecy and private dispute resolution; weak or corrupt urban governance that left space for private organizations to provide order and protection; structural vulnerability of key industries, particularly the waterfront, garment manufacturing, and construction, to labor-based extortion.Short-Term Causes
Prohibition's creation of an enormous and profitable illegal market; the violence of the Castellammarese War and the subsequent establishment of the Commission in 1931; the political protection provided by corrupt Tammany Hall-style political machines in New York through the mid-twentieth century; J. Edgar Hoover's effective suppression of FBI investigation into organized crime until the late 1950s.The Development
Five distinct criminal organizations consolidated control over New York's illegal markets, key labor unions, and significant portions of legitimate business; generated revenues in the hundreds of millions of dollars annually; provided political protection and financial support to politicians at multiple levels of government; operated for decades with minimal effective law enforcement pressure.Effects
Systematic extraction of tribute from working people and small businesses in immigrant neighborhoods; corruption of labor unions, denying workers genuinely independent representation; inflation of construction costs and other prices throughout the metropolitan economy; entrenchment of political corruption in city and state government; generation of the cultural mythology of the Mafia that shaped American popular culture across the twentieth century.Historical complexity: The Five Families' power did not rest on a single mechanism but on a mutually reinforcing system of criminal revenue, political protection, cultural secrecy, and institutional penetration that made any single element difficult to attack without simultaneously addressing the others. This systemic character is precisely why the RICO Act's ability to prosecute the enterprise as a whole, rather than individual criminal acts, proved so much more effective than earlier approaches.
The Five Families: Structural Continuity and Adaptive Change, 1931–2000
What Remained Constant
- The basic hierarchical structure of boss, underboss, consigliere, captain, soldier, and associate remained largely unchanged from the 1931 reorganization through the end of the twentieth century
- The norm of omertà, the demand for silence and loyalty that made the organizations difficult to penetrate from outside, persisted as a cultural ideal even as it was increasingly violated in practice
- The Commission structure, despite periodic crises, continued to function as the primary mechanism for inter-family dispute resolution from 1931 until the Commission Trial of 1986
- The core criminal activities of gambling, loan sharking, and labor racketeering remained the primary revenue sources of all five families across the entire period
- The geographic territories established in the early 1930s remained broadly stable, with relatively few major reassignments of territory across the entire half century
What Changed
- Criminal revenue sources shifted significantly: from bootlegging before 1933 to gambling and labor racketeering through the mid-century decades; to increasing involvement in narcotics from the 1970s onward, despite official Commission prohibition on drug trafficking
- The demographic base of the families changed as Italian-American communities dispersed from the urban neighborhoods where the families were rooted, making it increasingly difficult to recruit from the community base that had historically provided both members and social protection
- Law enforcement sophistication increased dramatically: from Hoover's willful blindness through the development of electronic surveillance, informant programs, RICO prosecution, and the witness protection program that made informing survivable in ways it had not previously been
- The cultural solidarity of the organizations eroded as the threat of long prison sentences under RICO made cooperation with the government more attractive and as the ideological commitment to omertà weakened across generations who had not themselves experienced the immigrant community conditions that had originally sustained it
- The legitimate business sectors that the families penetrated changed as the New York economy changed: from waterfront and garment district to construction, waste hauling, and airports
Why the pattern matters: The combination of structural continuity with adaptive flexibility in revenue sources and operational methods helps explain why the Five Families persisted for so long despite periodic crises. What ultimately undermined them was not a change in criminal market conditions but a change in the legal and law enforcement environment, specifically the arrival of RICO and the organizational capacity of the federal government to use it, that the families proved unable to adapt to successfully.
Life Inside a Criminal Crew: The World of the Street-Level Member
The popular image of the Five Families focuses heavily on bosses, on the dramatic events of leadership transitions and inter-family conflicts, and on the spectacular episodes of violence that punctuated the organizations' histories. But the vast majority of people who participated in or were affected by the Five Families experienced them not at the level of the boss but at the level of the street-level criminal crew, the small group of soldiers and associates who actually conducted the day-to-day operations of numbers running, loan sharking, bookmaking, and tribute collection that generated the families' revenues.
For a soldier in a Five Families crew in, say, the 1960s, the daily reality of criminal life was considerably more mundane and considerably more precarious than the mythology suggests. He woke in the morning and went to a social club, a storefront or back room that served as the informal headquarters of his crew, where he met with his captain and fellow crew members, received assignments, and transacted whatever business was current. He might spend the day collecting payments from the numbers runners who worked under him, visiting businesses in the crew's territory to collect tribute payments, checking on the bookmaking customers whose accounts were in arrears, or conducting whatever legitimate business activity provided his official income and tax cover. He spent time waiting, a great deal of time, for meetings that did not happen, for money that was slow to arrive, for bosses who were unavailable.
The financial reality of life as a Five Families soldier was not the luxury that popular culture often depicted. A soldier received no salary; his income depended entirely on what he could earn and on what portion of his earnings he was permitted to keep after paying tribute up through the hierarchy. A productive soldier in a good crew might earn very well indeed; a soldier in a marginal crew, or in a family going through a difficult period, might struggle to maintain even a modest standard of living. The financial pressure to produce earnings was constant and could lead to the kind of reckless or ill-considered criminal ventures that attracted law enforcement attention or generated conflicts with other crews.
The social world of the crew was defined by a peculiar combination of intense loyalty and constant watchfulness. Members ate together, socialized together, and supported each other in various personal difficulties, creating genuine bonds of friendship and mutual obligation that resembled nothing so much as the kinship networks the organizations modeled themselves on. At the same time, every member knew that the ultimate loyalty was to the organization, not to personal friendship, and that a fellow crew member could be the source of the accusation, the betrayal, or the violence that ended his freedom or his life. This combination of genuine community and endemic suspicion was among the defining psychological features of life inside the Five Families, one that informants who left the organizations described as among the most difficult aspects of that world to leave behind.
Chapter Summary
This chapter has examined the Five Families of New York, the five organized crime organizations, Bonanno, Colombo, Gambino, Genovese, and Lucchese, that constituted the core of American organized crime from the early 1930s through the late twentieth century. Each of the five developed a distinct organizational character shaped by its founding leadership, its geographic territory, its criminal specializations, and its relationship to the broader Commission structure that Luciano's reorganization of 1931 had created.
The Bonanno Family, founded by Joseph Bonanno and rooted in Brooklyn's Castellammarese immigrant community, was distinguished by its unusually strong ties to Sicilian organized crime, which eventually drew it into international narcotics trafficking through the Pizza Connection network, and by the organizational catastrophe of the Banana War that Joseph Bonanno's excessive ambitions produced. The infiltration of the family by undercover FBI agent Joseph Pistone in the late 1970s added a further dimension of institutional humiliation that complicated its subsequent recovery.
The Colombo Family, smaller than its counterparts and rooted in the Red Hook and Carroll Gardens neighborhoods of Brooklyn, experienced the internal trauma of the Gallo-Profaci War in the early 1960s, the shooting of its boss Joseph Colombo in 1971, and successive leadership crises that left it perpetually struggling to maintain the organizational coherence it had achieved under its founder, Joseph Profaci. Despite these difficulties, the family proved remarkably durable, persisting as a functioning, if diminished, criminal organization across the entire period of the Five Families' history.
The Gambino Family, which under Carlo Gambino's disciplined leadership became the largest and most powerful of the five, built its dominance on three pillars: waterfront control through the International Longshoremen's Association, penetration of the construction industry through control of key trade union locals and concrete supply arrangements, and sheer organizational scale that gave it a revenue-generating and enforcement capacity that dwarfed its competitors. The subsequent chaos of the Castellano era and the spectacular rise of John Gotti represented both the peak of the family's public visibility and the beginning of its irreversible institutional decline.
The Genovese Family, heir to the oldest lineage among the five, reached its peak of political influence under Frank Costello, whose extraordinary network of political connections made him the most politically powerful organized crime figure in American history. The Costello-Genovese conflict and Genovese's subsequent imprisonment left the family in an administrative limbo that paradoxically may have protected it from the most intense prosecutorial attention, as the complexity of its leadership arrangements made it harder to identify and prosecute its actual decision-makers. The eventual leadership of Vincent Gigante, with his elaborate mental incompetency performance, illustrated both the ingenuity and the fundamental fragility of the strategies the Five Families employed to evade prosecution.
The Lucchese Family, perhaps the most consistently disciplined of the five, built its criminal power through patient penetration of the garment district and airport operations rather than through the spectacular violence or political theater that characterized some of its counterparts. Tommy Lucchese's long and stable leadership established an organizational culture of prudent management that his successors largely maintained, making the Lucchese Family one of the more durable institutional structures in the history of American organized crime until the RICO prosecutions of the 1980s dismantled its leadership.
Across all five families, several common themes emerge. The territorial division of New York established by the Commission provided sufficient institutional stability to allow enormous criminal revenues to accumulate over decades. Labor union penetration, particularly in the waterfront, construction, garment, and transportation industries, was the most economically significant mechanism through which the families extracted value from the legitimate economy. The Commission structure, whatever its limitations, provided a governance mechanism that substantially reduced the frequency and cost of inter-family violence during the period of its effective operation. And the cultural norms of omertà and hierarchical loyalty, while never perfectly maintained, provided a degree of organizational security that made the families extraordinarily difficult to penetrate and prosecute through conventional law enforcement means.
What ultimately undid the Five Families was not a change in the criminal markets they had long dominated, nor a collapse in the demand for their services from the communities and businesses that had long accommodated or depended upon them. It was a change in the legal and institutional environment: the passage of the RICO Act, the development of electronic surveillance technology, the creation of the witness protection program that made informing survivable, the targeted prosecutorial strategy of the Justice Department's Organized Crime Strike Forces, and the political will, spurred by a combination of public exposure and political pressure, to actually apply these tools against the most powerful and most deeply entrenched criminal organizations in American history. The story of how that happened is the subject of a later chapter in this textbook. But understanding the scale and institutional character of what law enforcement was attempting to dismantle requires the detailed portrait of the Five Families that this chapter has provided.
The Five Families were, for roughly half a century, among the most significant non-governmental institutions in the largest city in the United States. They shaped the economics of major industries, influenced the political life of the city and state, determined the conditions of work for thousands of laborers, and extracted tribute from hundreds of thousands of ordinary people through the gambling, loan sharking, and extortion operations that were the daily currency of their power. Understanding them honestly, neither sensationalizing their violence nor underestimating their economic and political significance, is essential to understanding mid-twentieth century American urban history.
Review Materials
Key Terms
- Administration
- The top three leadership positions in a Cosa Nostra family: boss, underboss, and consigliere, collectively responsible for setting organizational policy and resolving major internal disputes.
- Associate
- A non-member individual who conducts criminal business with a Cosa Nostra family, pays tribute on earnings to the family, and is under the protection and authority of a particular crew, but has not been formally inducted into the organization.
- Banana War
- The internal conflict that consumed the Bonanno Family from approximately 1964 to 1968, triggered by Joseph Bonanno's alleged plot against other bosses and his subsequent abduction; it left the family severely weakened for years.
- Borgata
- The Italian term for "clan" or "village" used by Cosa Nostra members to refer to their own organizational unit; reflects the Sicilian cultural roots of the American Mafia and the understanding of the organization as an extension of kinship loyalty.
- Capo / Captain
- The rank in a Cosa Nostra family responsible for supervising a crew of soldiers and associates; the captain served as the operational link between the administration and the street-level membership, collecting tribute from his crew and upward to the boss.
- Commission
- The ruling body of American organized crime, established by Lucky Luciano in 1931, consisting of the bosses of the major families; functioned as a dispute-resolution forum, policy-setting body, and mechanism for authorizing major actions including killings of senior figures.
- Consigliere
- The counselor of a Cosa Nostra family, third member of the administration; formally a neutral advisor to the boss and mediator for internal disputes, though actual influence varied enormously by individual and context.
- Crew
- The basic operational unit of a Cosa Nostra family, consisting of a captain and the soldiers and associates under his supervision; responsible for generating criminal revenues within an assigned territory or criminal market.
- Extortion
- The obtaining of money or other benefits through threats of harm to persons or property; a primary mechanism through which the Five Families extracted revenue from businesses operating in their territories.
- Labor racketeering
- The systematic corruption of trade unions for criminal benefit, typically including the placement of organized crime figures or their allies in union leadership positions, the diversion of union funds, and the use of union power to extract tribute from employers.
- Loan sharking
- The provision of credit at usurious interest rates far above legal limits, with the threat of physical violence as the enforcement mechanism for repayment; a consistent primary revenue source for all Five Families across the entire period of their operation.
- Made member
- A formally inducted member of Cosa Nostra, also called a "soldier" or "button man," who had undergone the initiation ceremony; only made members enjoyed the full protections and obligations of the organization's membership rules, including the prohibition on being harmed by other families without Commission authorization.
- Murder, Inc.
- The organized enforcement arm of American organized crime in the late 1930s and early 1940s, headquartered in Brooklyn and supervised by Albert Anastasia and Louis Buchalter; responsible for hundreds of contract killings across the country before its exposure and prosecution.
- Numbers racket
- Also called the policy racket; a form of illegal lottery in which players bet small amounts on a three-digit number drawn from a published source, generating large aggregate revenues for the criminal organizations that controlled it in working-class urban neighborhoods.
- Omertà
- The code of silence that Cosa Nostra norms demanded of all members and associates; the cultural and organizational expectation that criminal matters would not be disclosed to law enforcement or outsiders, enforced by the threat of death for violators.
- Pizza Connection
- A major international heroin trafficking network operated from the late 1970s through the early 1980s by Bonanno-connected figures in New York and Sicilian Mafia networks, using pizza parlors as distribution fronts; prosecuted in the mid-1980s in one of the largest narcotics cases in American history.
- RICO Act
- The Racketeer Influenced and Corrupt Organizations Act, passed by Congress in 1970, which made it a federal crime to participate in a "pattern of racketeering activity" connected to an "enterprise"; provided the legal tool through which federal prosecutors eventually prosecuted the leaderships of all Five Families as criminal organizations rather than prosecuting individual criminal acts.
- Sit-down
- A formal meeting between members or representatives of different crews or families to resolve a dispute; the primary institutional mechanism through which inter-family conflicts were managed short of violence.
- Soldier
- A formally inducted member of a Cosa Nostra family, also called a "button man" or "made man"; the basic membership rank, operating under a captain's supervision, responsible for generating criminal revenues through the activities assigned to his crew.
- Tribute
- The regular payment made by subordinates to superiors within the Five Families structure, and by associates and non-member criminals to the family in whose territory they operated; the primary mechanism through which criminal revenues were aggregated upward through the hierarchy.
- Underboss
- The second-ranking member of a Cosa Nostra family, known in Italian as the sottocapo; served as day-to-day operational manager, relaying the boss's instructions to captains and representing the boss in his absence.
Major People and Places
Identification & Significance
- Joseph Bonanno (1905–2002)
- Founding boss of the Bonanno Family; Sicilian-born, one of the architects of the Commission in 1931, led his organization for nearly four decades before his ambitions triggered the Banana War and his forced retirement. His 1983 autobiography, A Man of Honor, the first memoir published by a sitting or former Mafia boss, violated omertà in ways that further damaged his standing.
- Joseph Profaci (1897–1962)
- Founder and first boss of the Colombo Family; Sicilian-born olive oil and tomato paste importer whose tight control of organizational finances triggered the Gallo rebellion that consumed his final years in power and left his organization in crisis.
- Joseph Colombo (1923–1978)
- Boss of the Colombo Family who founded the Italian-American Civil Rights League in 1970; shot and left permanently incapacitated at a League rally in 1971 in an attack widely attributed to the rival Gallo faction.
- Carmine "The Snake" Persico (1933–2019)
- Long-serving boss of the Colombo Family; participated in the Gallo-Profaci War, eventually led the family through the 1970s and into the 1980s before his conviction in the Commission Trial; attempted to manage the family from prison through his son.
- Albert Anastasia (1902–1957)
- Boss of the Gambino Family and operational director of Murder, Inc.; the most feared enforcer in mid-century American organized crime, shot to death in a midtown Manhattan barber chair in October 1957 in a murder widely attributed to Carlo Gambino and Vito Genovese.
- Carlo Gambino (1902–1976)
- The most capable and disciplined boss in the history of the Five Families; under his leadership from 1957 to 1976, the Gambino organization became the largest and most powerful of the five, with extensive control of the waterfront, construction industry, and other major economic sectors.
- Paul Castellano (1915–1985)
- Carlo Gambino's chosen successor as Gambino boss; a prosperous businessman who emphasized legitimate enterprise and maintained distance from street operations, generating internal resentment that culminated in his unauthorized murder outside Sparks Steak House in December 1985.
- Frank Costello (1891–1973)
- The most politically connected boss in the history of American organized crime; his relationships with Democratic political machines in New York gave the Genovese Family extraordinary political reach and protection through the mid-twentieth century.
- Vito Genovese (1897–1969)
- The ambitious and ruthless nominal boss of the Genovese Family; his maneuvers for dominance destabilized the Commission and contributed to Anastasia's murder, but his imprisonment on narcotics charges in 1959 ended his active leadership.
- Vincent "The Chin" Gigante (1928–2005)
- Effective boss of the Genovese Family from the late 1970s through his conviction in 1997; maintained a elaborate public performance of mental incompetency, wandering Greenwich Village in a bathrobe, that delayed his prosecution for nearly two decades.
- Gaetano "Tommy" Lucchese (1899–1967)
- Long-serving boss of the Lucchese Family known for disciplined management, extensive garment district connections, and political relationships; his stable leadership from 1953 to 1967 established an organizational culture of institutional prudence.
- Joseph Valachi (1904–1971)
- Genovese Family soldier whose 1963 Senate testimony provided the first detailed public account of Cosa Nostra structure, ranks, customs, and membership; the most significant informant in the history of the Five Families before the RICO era.
- Joseph "Donnie Brasco" Pistone (born 1939)
- FBI undercover agent who infiltrated the Bonanno Family from 1976 to 1981, achieving near-associate status and providing the bureau with an unprecedented inside view of a criminal family's operations; his account formed the basis for the film Donnie Brasco.
- Henry Hill (1943–2012)
- A Lucchese Family associate involved in the Lufthansa heist who became a government informant and witness; his account of life inside a criminal crew formed the basis for Nicholas Pileggi's book Wiseguy and the Martin Scorsese film Goodfellas.
- The Appalachin Estate, Apalachin, New York
- Site of the November 1957 meeting of organized crime leaders from across the country that was raided by New York State Police, exposing the national scope of the Mafia's Commission structure and forcing the FBI to formally acknowledge the existence of the Cosa Nostra.
Review Questions
Chronology Check
- Place the following events in chronological order: the Appalachin Meeting, the Valachi testimony, the Commission Trial convictions, the establishment of the Commission, Albert Anastasia's murder, the RICO Act's passage, the Banana War.
- Which of the Five Families had the longest period of stable single-leader management, and how did that stability affect the organization's institutional development?
- What was the sequence of events that led from the Gallo-Profaci conflict of 1961 to the shooting of Joseph Colombo in 1971?
- In what order did the following bosses die, retire, or go to prison: Joseph Bonanno, Carlo Gambino, Frank Costello, Vito Genovese, Tommy Lucchese?
Factual Review Questions
- What were the primary geographic territories of each of the Five Families in New York City?
- What were the principal criminal revenue sources that all Five Families shared in common?
- What functions did the Commission serve in regulating relations among the Five Families?
- What was Murder, Inc., who directed it, and what was its relationship to the Five Families?
- What was the Banana War, what caused it, and what were its consequences for the Bonanno Family?
- What specific industries did the Lucchese Family most successfully penetrate, and how did it exercise control over them?
- What distinguished Carlo Gambino's leadership style from that of Albert Anastasia, and what was the effect on the Gambino Family's power?
- What specific actions made Frank Costello the most politically connected boss in the history of the Five Families?
- What was the Lufthansa heist, who organized it, and what happened to most of the participants?
- What did Joseph Valachi reveal in his 1963 Senate testimony, and what were the limitations of his account as a historical source?
- What is omertà, and why was it important to the operational security of the Five Families?
- What was the sit-down, and what role did it play in inter-family conflict management?
- What was the Pizza Connection, and what did it reveal about the Bonanno Family's international connections?
- How did the Gambino Family's penetration of the New York waterfront work in practice, and what revenues did it generate?
- What was the Italian-American Civil Rights League, who founded it, and what were the contradictions of its existence?
Short Answer Questions
- Compare the leadership styles of Carlo Gambino and Paul Castellano. What specific differences in their approaches contributed to different outcomes for the Gambino Family under each man's direction?
- Explain how the Lucchese Family's control of the garment district worked. What structural features of the garment industry made it vulnerable to organized crime penetration, and what specific mechanisms did the family use to extract value from that vulnerability?
- Using the concept of continuity and change over time, analyze what remained constant about the Five Families' structure and operations from 1931 to 1986, and what changed. What does this pattern suggest about the organizations' institutional resilience and their ultimate vulnerability?
- The Genovese Family is generally described as the most sophisticated of the Five Families. What specific evidence from this chapter supports that characterization, and what evidence might complicate or challenge it?
- Why did the Colombo Family survive its various leadership crises, internal conflicts, and prosecutorial pressures when those pressures might have been expected to destroy a smaller organization? What does its durability suggest about the institutional sources of the Five Families' resilience?
Discussion Questions
- The Commission Trial of 1986 successfully prosecuted the bosses of four of the Five Families for participating in the Commission's activities. What does this prosecutorial success suggest about the difference between prosecuting individuals for specific criminal acts and prosecuting organizations as criminal enterprises? What are the advantages and potential dangers of the RICO approach?
- The Five Families simultaneously victimized and provided certain services to the immigrant communities in which they were embedded. How should historians think about this combination of exploitation and community function? Does the provision of services, even illegal ones, complicate the moral evaluation of criminal organizations?
- Popular culture representations of the Five Families, in films like The Godfather, Goodfellas, and the television series The Sopranos, have shaped public understanding of organized crime in profound ways. What do you see as the most significant distortions or simplifications these cultural representations have introduced? What is lost when cultural mythology replaces historical analysis?
- The Genovese Family's penetration of New York City politics through Frank Costello's networks represents one of the deepest examples of organized crime's relationship with legitimate government. What conditions in mid-twentieth century American urban political life made such penetration possible, and what reforms reduced it over time?
- Several of the Five Families' bosses, including Carlo Gambino, Tommy Lucchese, and Frank Costello, cultivated images of legitimate businessmen and respectable citizens. What does their success in maintaining these images reveal about the social dynamics of the mid-twentieth century cities in which they operated?
- The Bonanno Family was uniquely damaged by the FBI undercover operation of Joseph Pistone. What does the vulnerability of that organization to this form of penetration reveal about the conditions under which the Five Families' security culture could be breached?
- African American, Puerto Rican, and other non-Italian criminal organizations in New York were required to pay tribute to the Five Families for operating in their territories but were excluded from participation in the Commission structure. What does this racial hierarchy within organized crime reveal about the relationship between organized crime and the broader racial structures of American society?
Writing Prompts
- Prompt 1 (Explanatory): Explain why the Gambino Family became the largest and most powerful of the Five Families under Carlo Gambino's leadership. In your essay, identify and analyze at least three specific factors, including the role of the boss's personal management style, the family's penetration of specific economic sectors, and its relationship to the Commission structure, that contributed to the Gambino Family's dominance.
- Prompt 2 (Comparative): Compare the organizational crises experienced by the Bonanno and Colombo families. In what ways were these crises similar in their causes, their dynamics, and their consequences for the organizations? In what ways did they differ? What do these internal conflicts reveal about the structural vulnerabilities of the Five Families' organizational model?
- Prompt 3 (Historical argument using evidence): Using evidence from this chapter, construct an argument about whether the Commission structure was, on balance, a stabilizing or destabilizing force in American organized crime between 1931 and 1986. Your argument should acknowledge the strongest evidence on the other side and explain why you find your interpretation more persuasive.
- Prompt 4 (Connecting past and present): The Five Families' domination of certain New York industries, particularly construction, waste hauling, and the waterfront, had significant economic consequences for the city, inflating costs and restricting competition. Drawing on evidence from this chapter and your broader knowledge, analyze what the long-term economic consequences of organized crime penetration of these industries might have been, and what the elimination or reduction of that penetration through prosecution might have meant for the city's economy and for the workers in those industries.
- Prompt 5 (Multiple perspectives): Write an essay examining how at least three different groups, including Italian-American community members who were not involved in organized crime, workers in industries penetrated by the Five Families, and law enforcement officials who investigated the families, experienced and understood the Five Families' presence in mid-twentieth century New York. What does a multi-perspective analysis reveal that a single-perspective account would miss?
Research or Library Extension
MGU Library Research Project
The Kefauver Committee and the Public Discovery of Organized Crime
This project asks you to investigate one of the most significant moments in the public history of the Five Families: the televised hearings of the Senate Special Committee to Investigate Crime in Interstate Commerce, chaired by Senator Estes Kefauver of Tennessee, which ran from 1950 to 1951 and were broadcast live to an early television audience estimated at millions of viewers. You will research the hearings, their witnesses, their findings, and their consequences, and analyze what they reveal about the relationship between organized crime, politics, and public knowledge in mid-twentieth century America.
- Research the Kefauver Committee itself. Using library databases and historical sources, determine what prompted the creation of the committee, who its key members were, what its investigative mandate was, and how it conducted its work. What questions drove its inquiry into organized crime?
- Identify and analyze key witnesses. The committee heard testimony from dozens of witnesses, including Frank Costello, whose hands-only appearance on television became iconic, and many other figures from organized crime and from law enforcement. Research at least three key witnesses, examining what each testified to, how each responded to the committee's questioning, and what their testimony revealed.
- Examine the committee's findings and public impact. The Kefauver hearings were genuinely novel as a form of public spectacle: Americans watched live, in the millions, as organized crime figures appeared before a Senate committee. Research how newspapers, magazines, and early television commentators covered the hearings, and analyze what public reaction the hearings generated. What did Americans learn that they had not known before?
- Assess the hearings' political consequences. Did the Kefauver hearings produce meaningful policy changes? Did they lead to prosecutions? Did they strengthen or weaken the political connections of organized crime figures in New York and other cities? Research the policy and political aftermath of the hearings.
- Write your findings. In a 4–6 page essay (or equivalent multimedia presentation), present your research findings. Analyze what the Kefauver hearings reveal about the relationship between organized crime, political corruption, media coverage, and public knowledge in the United States circa 1950, and assess their significance as a moment in the longer history of law enforcement responses to the Five Families.
Library resources to use: The MGU Library's access to Congressional records and the published Kefauver Committee reports; newspaper archives from 1950–1952, including the New York Times, Chicago Tribune, and Los Angeles Times; historical periodical databases including those covering Life, Time, and other popular magazines of the period; and secondary sources on the Kefauver Committee in the MGU Library's organized crime and American political history collections.
Chapter Reflection
The Five Families represent one of the most significant cases in the study of organized crime as a social institution: a set of organizations that developed sufficient institutional stability, economic power, and political protection to operate at large scale for approximately half a century in one of the world's most consequential cities, surviving leadership transitions, internal conflicts, external pressure, and periodic scandals that might have been expected to destroy less deeply rooted institutions. Understanding them requires understanding the social conditions that made them possible, including mass immigration, urban poverty, political corruption, the structural vulnerabilities of certain labor-intensive industries, and the legal environment created by Prohibition, as well as the specific organizational innovations, the Commission structure, the labor racketeering model, the sit-down dispute resolution mechanism, through which those conditions were exploited to build durable criminal enterprises.
The Five Families also illustrate a recurring theme in the history of organized crime that this textbook has traced from ancient piracy through the medieval brotherhoods, through the Sicilian Mafia, through Prohibition, and into the contemporary era: that criminal organizations do not exist in opposition to their social environment but are deeply embedded within it, extracting value from the same structures, relationships, and economic arrangements that sustain legitimate institutions. The Five Families' power was not simply the power of violence, though violence was always in the background. It was the power of institutional position: control of union locals that gave real benefits to workers, provision of credit that was genuinely unavailable from legal lenders, enforcement of business arrangements in sectors where legal contract enforcement was slow and uncertain, and maintenance of political relationships that were mutually beneficial to both the criminal organizations and the politicians who relied on their support.
The chapter that follows in this textbook will examine the legal and law enforcement response to the Five Families in detail: the development of RICO, the strike forces, the electronic surveillance programs, the witness protection program, and the prosecutorial strategies that finally brought the bosses of all Five Families to prison in the 1980s and 1990s. That story is in many ways the flip side of the one told in this chapter: where this chapter examines how the Five Families built their power, the next examines how the state dismantled it. Together, they constitute one of the most significant case studies in the ongoing struggle between organized crime and the institutions of democratic governance, a struggle that remains relevant far beyond the specific history of the New York Mafia, in every society where criminal organizations have achieved the kind of institutional depth and political integration that the Five Families at their peak represented.
It is worth noting, finally, that the story of the Five Families did not end with the Commission Trial of 1986 or with the subsequent prosecutions of the 1990s. All five organizations survived, in diminished form, into the twenty-first century, and elements of all five remained active criminal enterprises decades after the RICO era began. The resilience of these institutions, their capacity to regenerate themselves even after devastating prosecutorial assault, is itself historically significant, suggesting that the structural conditions that made them possible, the demand for illegal gambling, the usefulness of labor racketeering to employers as well as to organized crime, the vulnerability of construction and service industries to tribute extraction, do not disappear when particular organizational forms are disrupted. This is the lesson that the history of organized crime teaches most persistently: that the organizations change, adapt, and sometimes fall, but the underlying conditions that generate them prove far more durable than any particular criminal institution.